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Ron Allen Sease

Alliance-ONE Investments, LLC

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About Ron Allen Sease

Ron Sease is a financial advisor based in Tulsa, Oklahoma. Ron is a registered representative of Alliance-ONE Investments, LLC and has been working in the financial services industry since 2002. Ron has a strong background in securities and investment products, having passed a number of industry exams, including the Series 7, Series 6, and Series 66 exams. Ron has worked at several firms in the past including MetLife Investors Distribution Company, MetLife Securities, Inc, and New England Securities.

Firm Information

Ron Sease is currently registered with Alliance-ONE Investments, LLC. Alliance-ONE Investments, LLC is a Limited Liability Company formed on October 20, 2016. The firm is registered with the SEC and has one approved registration.

Not reported

Assets Under Management

Not reported

Total Clients

428

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ron Sease’s Registration & Firm History

OK

10/31/2019 - Present

Alliance-ONE Investments, LLC (Tulsa OK)

IA

04/22/2008 - 10/31/2019

METLIFE INVESTORS DISTRIBUTION COMPANY (West Des Moines IA)

IA

08/30/2010 - 06/30/2016

METLIFE SECURITIES, INC (WEST DES MOINES IA)

IA

04/22/2008 - 01/02/2015

NEW ENGLAND SECURITIES (WEST DES MOINES IA)

IA

01/29/2003 - 03/24/2008

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

PA

08/19/2002 - 10/15/2002

DIRECTED SERVICES, INC. (WEST CHESTER PA)

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Licenses & Designations

BOTH

Issued 12/21/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/26/2013

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/31/2006

Series 7 - General Securities Representative Examination

BC

Issued 08/16/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Ron Allen Sease. Review regulatory record here.
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