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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ron? Claim Your ProfileRon Dale is a financial advisor who has been in the industry since December 24, 1991. He is currently registered with Osaic Wealth, Inc., a firm based in Scottsdale, Arizona. Ron has a wide range of experience in the industry and has worked for several firms over the years, including Signator Investors, Inc., Transamerica Financial Advisors, Inc., CUNA Brokerage Services, Inc., and American Express Financial Advisors Inc. Ron holds multiple licenses and has passed the Series 66, Series 51, Series 24, SIE, and Series 7 exams. Ron is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/02/2018 - Present
Osaic Wealth, Inc. (ROSEVILLE CA)
CA
05/13/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (ROSEVILLE CA)
CA
09/04/2009 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (ROSEVILLE CA)
CA
05/25/2001 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (ROSEVILLE CA)
IA
06/04/1991 - 09/21/1995
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
MN
04/23/1986 - 06/21/1991
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
BOTH
Issued 06/05/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/31/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 06/21/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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