Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ron? Claim Your ProfileRon A. Josey is an investment advisor representative currently registered with Stifel, Nicolaus & Company, Inc.. Ron has been in the securities industry for over 27 years and is licensed in 34 states. Previously, Ron A. Josey was registered with Sterne, Agee & Leach, Inc., First Allied Securities, Inc., and D.E. Frey & Company, Inc.. Ron holds both Series 63 and 65 securities licenses. Ron A. Josey is a licensed advisor representative specializing in Retirement Planning, College Savings, and Estate Planning. Ron A. Josey also provides services to businesses, individuals, charitable organizations, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
12/20/2018 - Present
Stifel, Nicolaus & Company, Inc. (SAVANNAH GA)
GA
02/22/2001 - 07/07/2015
STERNE, AGEE & LEACH, INC. (SAVANNAH GA)
CA
09/29/2000 - 04/18/2001
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CO
03/03/1995 - 10/25/2000
D.E. FREY & COMPANY, INC. (DENVER CO)
IA
Issued 07/07/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/03/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Ron Josey is the right advisor for you? Invested Better is here to help.
