linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Romy Michele Brown

Beta Wealth Group, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Romy? Claim Your Profile

About Romy Michele Brown

Romy Michele Brown is an Investment Advisor Representative with Beta Wealth Group, Inc. Romy has been working in the financial industry for more than 17 years, beginning at FSC Securities Corporation in 2000. In addition to being a Notary Public, Romy is a licensed Investment Advisor Representative. Romy specializes in working with high net worth individuals, families, and small businesses. Romy provides a range of services, including financial planning, portfolio management, and pension consulting.

Firm Information

Romy Brown is currently registered with Beta Wealth Group, Inc.. Beta Wealth Group, Inc. is a San Diego-based registered investment advisor with $399,029,675 in regulatory assets under management. The firm provides financial planning, pension consulting, sub-management and consulting services, and portfolio management for businesses and individuals. Beta Wealth Group serves a variety of clients, including high-net-worth individuals, corporations, and charitable organizations.
Beta Wealth Group, Inc.

11421 W. BERNARDO COURT

SAN DIEGO, CA 92127

$399.03M

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

sub-management and consulting services

Sub-management and consulting services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Romy Brown’s Registration & Firm History

CA

05/02/2018 - Present

Beta Wealth Group, Inc. (SAN DIEGO CA)

CA

04/01/2005 - 11/01/2017

GIRARD SECURITIES, INC. (SAN DIEGO CA)

PA

04/25/2000 - 04/07/2005

LOCKWOOD FINANCIAL SERVICES, INC. (MALVERN PA)

GA

01/02/2000 - 03/29/2000

FSC SECURITIES CORPORATION (ATLANTA GA)

Not sure if Romy Michele Brown is right for you?

Licenses & Designations

BOTH

Issued 01/24/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/05/2001

Series 24 - General Securities Principal Examination

BC

Issued 11/01/2017

SIE - Securities Industry Essentials Examination

BC

Issued 12/27/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Romy Michele Brown.
Not sure if Romy Michele Brown is right for you?