Unclaimed
Romuald Piotr Wawszczyk is a registered representative with Franklin Distributors, LLC. Romuald has been active in the financial industry since August 7, 2014. He has a Series 3, Series 7, and a Series 63 license, and he is also registered with the state of Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
08/08/2014 - Present
Franklin Distributors, LLC (PHILADELPHIA PA)
BC
Issued 10/20/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2014
Series 3 - National Commodity Futures Examination
BC
Issued 08/08/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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