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Romonie Permaul

Neuberger Berman BD LLC

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About Romonie Permaul

Romonie Permaul is an active investment advisor representative with Neuberger Berman BD LLC. Romonie has been working in the financial services industry since March 27, 2000. Prior to joining Neuberger Berman, Romonie worked at RBC Capital Markets, LLC, Stifel, Nicolaus & Company, Incorporated, Barclays Capital Inc., Lehman Brothers Inc., and TD Waterhouse Investor Services, Inc. Romonie holds a Series 7, Series 63, and Series 66 license. Romonie is registered in New Jersey and New York.

Firm Information

Romonie Permaul is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Romonie Permaul’s Registration & Firm History

NY

03/31/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

02/15/2017 - 09/18/2018

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

12/04/2015 - 12/31/2016

STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)

NY

09/22/2008 - 12/04/2015

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

09/04/2001 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

08/28/2000 - 06/15/2001

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NE

11/24/1999 - 09/25/2000

TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)

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Licenses & Designations

BOTH

Issued 09/11/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/24/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/23/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Romonie Permaul.
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