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Romone Rucker

Empower Financial Services, Inc.

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About Romone Rucker

Romone Rucker is a financial advisor at Empower Financial Services, Inc. Romone has a Series 7, 63 and SIE licenses, as well as a Series 6 license for investment company products. Romone has been registered as a broker for over 2 years. Romone was previously registered with J.P. Morgan Securities LLC.

Firm Information

Romone Rucker is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Romone Rucker’s Registration & Firm History

CO

10/05/2023 - Present

Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)

OH

02/22/2022 - 09/09/2023

J.P. MORGAN SECURITIES LLC (WILLOUGHBY HILLS OH)

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Licenses & Designations

BC

Issued 04/11/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/05/2023

Series 7TO - General Securities Representative Examination

BC

Issued 02/22/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/25/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Romone Rucker.
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