Unclaimed
Romone Rucker is a financial advisor at Empower Financial Services, Inc. Romone has a Series 7, 63 and SIE licenses, as well as a Series 6 license for investment company products. Romone has been registered as a broker for over 2 years. Romone was previously registered with J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
10/05/2023 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
OH
02/22/2022 - 09/09/2023
J.P. MORGAN SECURITIES LLC (WILLOUGHBY HILLS OH)
BC
Issued 04/11/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/2023
Series 7TO - General Securities Representative Examination
BC
Issued 02/22/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/25/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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