Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rommel? Claim Your ProfileRommel Nacino is a Financial Advisor who has been in the industry since March 29, 1995. Rommel is currently registered with BNP Paribas Securities Corp. and previously worked for J.P. Morgan Securities LLC, SG Americas Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co., Incorporated, Salomon Brothers Inc., and I/B/E/S INC. Rommel holds several licenses and registrations including Series 63, Series 4, Series 10, Series 9, Series 57TO, SIE, Series 3, Series 7, and Series 55.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2015 - Present
BNP Paribas Securities Corp. (NEW YORK NY)
NY
06/11/2013 - 05/18/2015
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
12/15/2010 - 10/24/2012
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
05/30/2007 - 08/27/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/16/1997 - 05/16/2007
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
09/18/1992 - 04/16/1997
SALOMON BROTHERS INC. (NEW YORK NY)
NY
02/18/1992 - 09/04/1992
I/B/E/S INC. (NEW YORK NY)
BC
Issued 01/18/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/2005
Series 4 - Registered Options Principal Examination
BC
Issued 11/13/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/01/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2015
Series 3 - National Commodity Futures Examination
BC
Issued 12/14/2010
Series 7 - General Securities Representative Examination
BC
Issued 11/10/2006
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Rommel Nacino is the right advisor for you? Invested Better is here to help.
