Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rommel? Claim Your ProfileRommel Dionisio is a licensed securities professional with over 20 years of experience in the financial industry. He is currently registered with Aegis Capital Corp. and has previously held positions with firms such as Compass Point Research & Trading, LLC, Wedbush Securities Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Rommel holds the Series 7, Series 16, Series 63, Series 86, and Series 87 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
06/05/2020 - Present
Aegis Capital Corp. (NEW YORK NY)
NY
04/12/2019 - 03/17/2020
COMPASS POINT RESEARCH & TRADING, LLC (NEW YORK NY)
NY
08/15/2017 - 05/03/2019
AEGIS CAPITAL CORP. (NEW YORK NY)
NY
09/03/2014 - 07/03/2017
WUNDERLICH SECURITIES, INC. (New York City NY)
NY
03/08/2005 - 09/18/2014
WEDBUSH SECURITIES INC. (NEW YORK NY)
CA
10/03/2002 - 02/25/2005
ROTH CAPITAL PARTNERS, LLC (NEWPORT BEACH CA)
CA
07/08/1998 - 08/05/2002
FRIEDMAN, BILLINGS, RAMSEY & CO., INC. (LOS ANGELES CA)
NY
11/01/1996 - 09/21/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 11/20/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2007
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 01/19/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/07/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/31/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
Not sure Rommel Dionisio is the right advisor for you? Invested Better is here to help.
