Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rommel? Claim Your ProfileRommel Sombillo Valarao is a financial advisor with Citigroup Global Markets Inc. Rommel has been in the financial services industry since 1993. Rommel has a Series 7 and Series 66 license and is registered with FINRA. Rommel is also registered with the state of Texas as an investment advisor representative. Rommel has experience providing financial advice to individuals, high-net-worth individuals, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
12/06/2012 - Present
Citigroup Global Markets Inc. (Pasadena CA)
CA
01/04/2007 - 07/30/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (PASADENA CA)
CA
06/01/1999 - 12/04/2006
TD AMERITRADE, INC. (BEVERLY HILLS CA)
ME
10/20/1998 - 11/18/1998
FUNDS DISTRIBUTOR, INC. (PORTLAND ME)
CA
07/10/1998 - 10/14/1998
MAM SECURITIES, LLC (SAN FRANCISCO CA)
NA
08/30/1997 - 02/09/1998
PEREGRINE BROKERAGE INC.
CA
10/28/1994 - 08/28/1997
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NJ
09/21/1992 - 09/23/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BOTH
Issued 02/08/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/02/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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