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Rommel Gomez Cosio

Triumph Capital Markets, LLC

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About Rommel Gomez Cosio

Rommel Gomez Cosio is a securities professional with over 30 years of experience in the financial industry. Rommel holds a Series 7, Series 24, Series 63, Series 99TO and Series 14 licenses and is registered in New Jersey, New York and South Dakota. Currently, Rommel is registered with Triumph Capital Markets, LLC. Rommel has held past positions with Independence Point Securities LLC, PCS Securities, Inc., LEX, EquityBee Securities, LLC, Independent Brokerage Solutions LLC, Burke & Quick Partners LLC, Tullett Prebon Financial Services LLC, Chapdelaine Corporate Securities & Co, Fleet Securities, Inc., BT Brokerage Corporation, and PaineWebber Incorporated. Rommel's experience provides a comprehensive understanding of a wide range of financial products and services.

Firm Information

Rommel Cosio is currently registered with Triumph Capital Markets, LLC. Triumph Capital Markets, LLC is a Limited Liability Company formed on May 8, 2023. The firm is registered in Illinois, Massachusetts, New York, North Carolina, and Ohio, and has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rommel Cosio’s Registration & Firm History

IL

04/01/2024 - Present

Triumph Capital Markets, LLC (CHICAGO IL)

NY

05/16/2022 - 07/08/2024

INDEPENDENCE POINT SECURITIES LLC (New York NY)

NY

08/04/2021 - 04/21/2023

PCS SECURITIES, INC. (NEW YORK NY)

NY

02/01/2023 - 03/20/2023

LEX (NEW YORK NY)

CA

03/08/2021 - 01/20/2022

EQUITYBEE SECURITIES, LLC (PALO ALTO CA)

NY

03/30/2020 - 12/09/2020

INDEPENDENT BROKERAGE SOLUTIONS LLC (NEW YORK NY)

NY

11/23/2010 - 04/30/2018

BURKE & QUICK PARTNERS LLC (UNIONDALE NY)

NY

04/30/2007 - 01/10/2011

TULLETT PREBON FINANCIAL SERVICES LLC (UNIONDALE NY)

NY

04/23/2004 - 05/17/2007

CHAPDELAINE CORPORATE SECURITIES & CO (UNIONDALE NY)

TX

02/20/2001 - 04/19/2004

FLEET SECURITIES, INC. (DALLAS TX)

NY

05/22/2000 - 02/06/2001

BT BROKERAGE CORPORATION (NEW YORK NY)

NJ

04/24/1990 - 05/26/2000

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

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Licenses & Designations

BC

Issued 10/03/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 02/04/2005

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 04/30/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/21/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rommel Gomez Cosio.
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