Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rommel? Claim Your ProfileRommel Gomez Cosio is a securities professional with over 30 years of experience in the financial industry. Rommel holds a Series 7, Series 24, Series 63, Series 99TO and Series 14 licenses and is registered in New Jersey, New York and South Dakota. Currently, Rommel is registered with Triumph Capital Markets, LLC. Rommel has held past positions with Independence Point Securities LLC, PCS Securities, Inc., LEX, EquityBee Securities, LLC, Independent Brokerage Solutions LLC, Burke & Quick Partners LLC, Tullett Prebon Financial Services LLC, Chapdelaine Corporate Securities & Co, Fleet Securities, Inc., BT Brokerage Corporation, and PaineWebber Incorporated. Rommel's experience provides a comprehensive understanding of a wide range of financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
04/01/2024 - Present
Triumph Capital Markets, LLC (CHICAGO IL)
NY
05/16/2022 - 07/08/2024
INDEPENDENCE POINT SECURITIES LLC (New York NY)
NY
08/04/2021 - 04/21/2023
PCS SECURITIES, INC. (NEW YORK NY)
NY
02/01/2023 - 03/20/2023
LEX (NEW YORK NY)
CA
03/08/2021 - 01/20/2022
EQUITYBEE SECURITIES, LLC (PALO ALTO CA)
NY
03/30/2020 - 12/09/2020
INDEPENDENT BROKERAGE SOLUTIONS LLC (NEW YORK NY)
NY
11/23/2010 - 04/30/2018
BURKE & QUICK PARTNERS LLC (UNIONDALE NY)
NY
04/30/2007 - 01/10/2011
TULLETT PREBON FINANCIAL SERVICES LLC (UNIONDALE NY)
NY
04/23/2004 - 05/17/2007
CHAPDELAINE CORPORATE SECURITIES & CO (UNIONDALE NY)
TX
02/20/2001 - 04/19/2004
FLEET SECURITIES, INC. (DALLAS TX)
NY
05/22/2000 - 02/06/2001
BT BROKERAGE CORPORATION (NEW YORK NY)
NJ
04/24/1990 - 05/26/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 10/03/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 02/04/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 04/30/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
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FINRA
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