Unclaimed
Romil Bhupendra Patel is a financial professional registered with Hightower Securities, LLC. Romil is a registered representative with Series 7TO, SIE and Series 66 licenses. Romil obtained his Series 7TO and SIE licenses in September 2023 and July 2023, respectively. Romil holds a Series 66 license obtained in November 2023. Romil is registered in Alabama and has been active in the industry since September 19, 2023. Romil is currently located at the Chicago office of Hightower Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
09/20/2023 - Present
Hightower Securities, LLC (CHICAGO IL)
BOTH
Issued 11/13/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/20/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/25/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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