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Romil Bhupendra Patel

Hightower Securities, LLC

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About Romil Bhupendra Patel

Romil Bhupendra Patel is a financial professional registered with Hightower Securities, LLC. Romil is a registered representative with Series 7TO, SIE and Series 66 licenses. Romil obtained his Series 7TO and SIE licenses in September 2023 and July 2023, respectively. Romil holds a Series 66 license obtained in November 2023. Romil is registered in Alabama and has been active in the industry since September 19, 2023. Romil is currently located at the Chicago office of Hightower Securities, LLC.

Firm Information

Romil Patel is currently registered with Hightower Securities, LLC. Hightower Securities, LLC is a Limited Liability Company formed on June 28, 2001. It is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. It has been approved by the SEC. Hightower Securities, LLC has disclosed 5 regulatory events and 1 arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

62

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Romil Patel’s Registration & Firm History

IL

09/20/2023 - Present

Hightower Securities, LLC (CHICAGO IL)

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Licenses & Designations

BOTH

Issued 11/13/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/20/2023

Series 7TO - General Securities Representative Examination

BC

Issued 07/25/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Romil Bhupendra Patel.
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