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Romi Sinclair Kadri

Capella Securities LLC

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About Romi Sinclair Kadri

Romi Sinclair Kadri is a registered representative with Capella Securities LLC. Romi has been in the industry for 5 years and holds the Series 7 and SIE licenses. Romi's registration began on 1/15/2019. Romi's current work location is in New York, NY at 42 Broadway, Suite 12-129.

Firm Information

Romi Kadri is currently registered with Capella Securities LLC. Capella Securities LLC is a Limited Liability Company formed on October 31, 2014. It is registered in 20 states and has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

5

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Romi Kadri’s Registration & Firm History

NY

01/15/2019 - Present

Capella Securities LLC (New York NY)

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Licenses & Designations

BC

Issued 12/07/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/06/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Romi Sinclair Kadri.
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