Unclaimed
Romi Sinclair Kadri is a registered representative with Capella Securities LLC. Romi has been in the industry for 5 years and holds the Series 7 and SIE licenses. Romi's registration began on 1/15/2019. Romi's current work location is in New York, NY at 42 Broadway, Suite 12-129.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/15/2019 - Present
Capella Securities LLC (New York NY)
BC
Issued 12/07/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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