Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Romeo? Claim Your ProfileRomeo Linsangan Pineda is an experienced financial professional with a strong background in the securities industry. Romeo has held various roles at prominent firms including J.P. MORGAN SECURITIES LLC, SCOTTRADE, INC., and TD AMERITRADE, INC. Romeo is currently registered with Hilltop Securities Inc. as a General Securities Principal, Municipal Securities Principal, and a Financial and Operations Principal. Romeo is also a licensed securities agent and holds Series 7, Series 52TO, Series 53, Series 99TO, and SIE licenses. Romeo specializes in providing financial planning, portfolio management, and educational seminars to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
12/21/2021 - Present
Hilltop Securities Inc. (DALLAS TX)
OH
02/02/2018 - 12/20/2021
J.P. MORGAN SECURITIES LLC (COLUMBUS OH)
MO
06/23/2014 - 12/21/2017
SCOTTRADE, INC. (ST. LOUIS MO)
TX
12/09/2013 - 06/16/2014
TD AMERITRADE, INC. (FORT WORTH TX)
TX
03/24/2010 - 06/16/2014
TD AMERITRADE CLEARING, INC. (FORT WORTH TX)
NJ
09/03/2002 - 09/08/2005
E*TRADE CLEARING LLC (JERSEY CITY NJ)
NJ
07/26/2000 - 09/03/2002
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
BC
Issued 04/12/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2022
Series 27 - Financial and Operations Principal Examination
BC
Issued 07/23/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/07/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Romeo Pineda is the right advisor for you? Invested Better is here to help.
