Unclaimed
Romelda Giles is a registered representative with Fifth Third Securities, Inc. Romelda has 19 years of experience in the securities industry. Romelda has been registered with Fifth Third Securities, Inc. since April 2014. Previously, Romelda was registered with FIDELITY BROKERAGE SERVICES LLC, CITIGROUP GLOBAL MARKETS INC. and CITICORP INVESTMENT SERVICES. Romelda is registered in 21 states and is a Series 63, 66, 7 and SIE licensed professional. Romelda's specialties are Portfolio Management for Individuals, Portfolio Management for Businesses, Selection of Other Advisors and SPONSOR WRAP FEE PROGRAM. Romelda is also a registered Investment Advisor in Kentucky and Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
OH
03/21/2016 - Present
Fifth Third Securities, Inc. (FAIRFIELD OH)
KY
02/28/2008 - 03/20/2014
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
KY
05/29/2007 - 12/13/2007
CITIGROUP GLOBAL MARKETS INC. (FLORENCE KY)
KY
08/19/2005 - 05/29/2007
CITICORP INVESTMENT SERVICES (FLORENCE KY)
BOTH
Issued 3/21/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 9/26/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/18/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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