Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Romel? Claim Your ProfileRomel Rodriguez is an investment advisor representative with Jefferies Investment Advisers LLC. Romel has over 20 years of experience in the financial services industry and has held positions at several prominent firms, including Morgan Stanley and UBS Financial Services Inc. Romel's areas of expertise include financial planning, portfolio management, and selection of other advisors. Romel is registered with the state of Florida and holds a Series 3, Series 7, and Series 66 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
06/09/2023 - Present
Jefferies Investment Advisers LLC (Miami FL)
FL
01/17/2014 - 05/01/2023
MORGAN STANLEY (Aventura FL)
NY
09/17/2010 - 02/04/2014
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
01/01/2010 - 09/01/2010
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
06/03/2002 - 01/01/2010
UBS INTERNATIONAL INC. (NEW YORK NY)
NJ
05/14/2002 - 06/03/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NJ
10/26/2001 - 03/12/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
BOTH
Issued 08/04/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2008
Series 3 - National Commodity Futures Examination
BC
Issued 10/25/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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