Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Romel? Claim Your ProfileRomel Penales is a financial professional registered with the Financial Industry Regulatory Authority (FINRA) and the state of New York. Romel Penales is currently associated with J.p. Morgan Institutional Investments Inc. Romel Penales has passed the General Securities Representative Examination (Series 7TO), the Securities Industry Essentials Examination (SIE) and the Uniform Securities Agent State Law Examination (Series 63). Romel Penales was previously registered with BlackRock Investments, LLC and BlackRock Execution Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/18/2023 - Present
J.p. Morgan Institutional Investments Inc. (New York NY)
NJ
11/18/2021 - 11/30/2023
BLACKROCK INVESTMENTS, LLC (PRINCETON NJ)
NY
03/16/2021 - 11/19/2021
BLACKROCK EXECUTION SERVICES (NEW YORK NY)
BC
Issued 04/13/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/14/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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