Unclaimed
Romel geraldh Jalique is a financial professional with experience in the securities industry. Romel geraldh Jalique is currently registered with Alliance-ONE Investments, LLC. Previously, Romel geraldh Jalique was registered with E*TRADE SECURITIES LLC. Romel geraldh Jalique has passed the Series 63, SIE and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OK
08/07/2023 - Present
Alliance-ONE Investments, LLC (Tulsa OK)
NA
05/04/2018 - 10/08/2021
E*TRADE SECURITIES LLC (Makati City )
BC
Issued 06/19/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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