Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Romano? Claim Your ProfileRomano E Pendola orellana is a financial advisor with Charles Schwab & CO., Inc. Romano has been in the industry since March 18, 2021 and has a Series 3, Series 7TO and Series 63 license. Romano is registered in 53 states and has an active Broker-Dealer scope. Romano was previously registered with TD Ameritrade, Inc. from March 19, 2021 to May 19, 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
MO
10/12/2022 - Present
Charles Schwab & CO., Inc. (St Louis MO)
NE
03/19/2021 - 05/19/2024
TD AMERITRADE, INC. (OMAHA NE)
BC
Issued 03/31/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/2023
Series 3 - National Commodity Futures Examination
BC
Issued 03/19/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/23/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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