Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Romann? Claim Your ProfileRomann Noelcin is an investment advisor representative with BNY Advisors, a financial firm based in Pennington, NJ. Romann has been in the industry since 1998 and has a broad range of experience and licenses, including Series 7, 24, 31, 55, 57TO, 63, 65, and SIE. Romann is registered in NJ, NY and PA and holds a Principal exam. Romann has previously worked at FISERV SECURITIES, INC., SWISS AMERICAN SECURITIES INC., CSFBDIRECT, INC., and DEAN WITTER REYNOLDS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Mutual fund screening, model portfolio delivery
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Asset based fees related to model portfolio delivery
1
2
NJ
08/30/2012 - Present
BNY Advisors (Pennington NJ)
PA
07/21/2004 - 01/31/2005
FISERV SECURITIES, INC. (PHILADELPHIA PA)
NY
09/28/2001 - 04/17/2003
SWISS AMERICAN SECURITIES INC. (NEW YORK NY)
NJ
10/11/1999 - 09/18/2001
CSFBDIRECT, INC. (JERSEY CITY NJ)
NY
09/17/1998 - 05/11/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 09/30/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/29/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/2000
Series 24 - General Securities Principal Examination
BC
Issued 07/31/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/16/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 09/16/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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