Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roman? Claim Your ProfileRoman Yakubov is a financial advisor currently registered with Citigroup Global Markets Inc. Roman has over 20 years of experience in the financial services industry. Roman began his career at Oppenheimer & Co. Inc. in 2001 and has since held positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Natixis Distributors, L.P., Scottrade, Inc., and TD Ameritrade, Inc. Roman holds Series 7, 55, 63, 66 and SIE licenses. He is also a licensed investment advisor representative in New York. Roman is a volunteer EMT with Morganville First Aid and Rescue Squad.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/10/2022 - Present
Citigroup Global Markets Inc. (New York NY)
NJ
02/26/2018 - 01/11/2021
TD AMERITRADE, INC. (TOMS RIVER NJ)
NJ
04/08/2014 - 02/26/2018
SCOTTRADE, INC. (ENGLISHTOWN NJ)
NJ
05/13/2011 - 04/30/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
MA
02/18/2009 - 07/07/2010
NATIXIS DISTRIBUTORS, L.P. (BOSTON MA)
NY
01/25/2001 - 04/20/2007
OPPENHEIMER & CO. INC. (NEW YORK NY)
BOTH
Issued 05/24/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/10/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/24/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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