Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roman? Claim Your ProfileRoman Sazonov is a financial advisor associated with Raymond James & Associates, Inc., a firm with offices in St. Petersburg, FL. Roman has been in the financial services industry since May 2007. Roman holds a Series 66 license and has passed the SIE, Series 31 and Series 7 exams. Roman provides a variety of financial services including portfolio management for individuals and businesses. Roman is a Trustee of the Yale Club of Southwest Florida and is also a member of the Investment Committee for FSW College Foundation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
12/14/2023 - Present
Raymond James & Associates, Inc. (Fort Myers FL)
FL
06/01/2009 - 11/15/2023
MORGAN STANLEY (Fort Myers FL)
FL
05/30/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (FT. MYERS FL)
BOTH
Issued 06/15/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 05/29/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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