Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roman? Claim Your ProfileRoman Panyathong is a registered representative with Robinhood Financial, LLC. Roman has been in the securities industry since 2015 and has passed several securities exams, including the Series 7, SIE, and Series 63 exams. Roman is currently registered with the Financial Industry Regulatory Authority (FINRA) and is a registered representative in 53 states and the District of Columbia. Roman previously worked at TD Ameritrade.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
10/20/2021 - Present
Robinhood Financial, LLC (Lake Mary FL)
NE
11/12/2015 - 06/01/2018
TD AMERITRADE, INC. (OMAHA NE)
BOTH
Issued 07/30/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/04/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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