Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roman? Claim Your ProfileRoman Kusma is a financial professional with Fidelity Brokerage Services LLC. Roman has been in the securities industry since April 4, 2024. Roman is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7TO, Series 63, and SIE exams. Roman is currently registered with the Securities Division of the Rhode Island Department of Business Regulation. Roman also holds registrations in 52 other states and is registered as a Broker in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
04/04/2024 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
BC
Issued 04/16/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/23/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Roman Kusma is the right advisor for you? Invested Better is here to help.
