Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roman? Claim Your ProfileRoman Catli is a financial advisor with U.S. Bancorp Investments, Inc. Roman has been in the industry since 1998. Roman's previous experience includes working with WELLS FARGO ADVISORS, LLC, WELLS FARGO INVESTMENTS, LLC, U.S. BANCORP INVESTMENTS, INC., SALOMON SMITH BARNEY INC., and H&R BLOCK FINANCIAL ADVISORS, INC. Roman is a registered representative in the state of Washington. Roman's focus is on providing financial planning, portfolio management, and publication of periodicals. Roman also offers advisory services for businesses and individuals. Roman is a board member of the YMCA Mill Creek and holds the Series 7, Series 52, Series 63, Series 24, Series 53, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
WA
06/03/2016 - Present
U.s. Bancorp Investments, Inc. (Seattle WA)
WA
01/03/2011 - 06/06/2016
WELLS FARGO ADVISORS, LLC (EVERETT WA)
WA
07/17/2009 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (TACOMA WA)
WA
08/09/2002 - 07/21/2009
U.S. BANCORP INVESTMENTS, INC. (SEATTLE WA)
NY
07/13/2001 - 08/14/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
MI
07/28/1998 - 07/23/2001
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
IA
Issued 04/03/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/03/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/15/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/1998
Series 7 - General Securities Representative Examination
BC
Issued 07/22/1998
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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