Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roman? Claim Your ProfileRoman Matthew Lopez is a registered representative with Fidelity Brokerage Services LLC and has been in the securities industry since April 19, 2018. Roman Lopez is currently registered with the state of Utah and has a Series 7, Series 9, Series 10, and Series 63 license. Roman Lopez has been registered with Fidelity Brokerage Services LLC since April 20, 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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UT
04/20/2018 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 05/01/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/14/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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