Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roman? Claim Your ProfileRoman Zharov is a financial advisor who has been in the industry since January 2015. Roman is currently registered with Osaic Wealth, Inc., and is located in Scottsdale, AZ. Roman is also registered as an insurance producer in Nebraska. Prior to joining Osaic Wealth, Inc., Roman was employed by Securities America, Inc. in La Vista, NE. Roman holds several professional licenses, including Series 66, Series 53, Series 4, Series 24, Series 52TO, SIE, and Series 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
06/14/2024 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
NE
01/26/2015 - 06/14/2024
SECURITIES AMERICA, INC. (LAVISTA NE)
BOTH
Issued 04/26/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/21/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/10/2017
Series 4 - Registered Options Principal Examination
BC
Issued 02/09/2016
Series 24 - General Securities Principal Examination
BC
Issued 08/03/2022
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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