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Roman Lefranc

Fifth Third Securities, Inc.

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About Roman Lefranc

Roman Lefranc is a financial advisor at Fifth Third Securities, Inc. located in Los Angeles, CA. Roman has been in the industry since May 2015. Roman specializes in portfolio management for both individuals and businesses. Roman has passed the Series 63, SIE and Series 79 exams. Roman previously worked at MUFG Securities Americas Inc., Aaron Capital Incorporated and Hamilton Grant LLC.

Firm Information

Roman Lefranc is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

34 FOUNTAIN SQUARE PLAZA

CINCINNATI, OH 45263

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Roman Lefranc’s Registration & Firm History

CA

10/19/2022 - Present

Fifth Third Securities, Inc. (LOS ANGELES CA)

NY

04/08/2021 - 07/22/2022

MUFG SECURITIES AMERICAS INC. (NEW YORK NY)

GA

10/21/2020 - 04/07/2021

AARON CAPITAL INCORPORATED (COLUMBUS GA)

GA

02/28/2017 - 11/06/2018

AARON CAPITAL INCORPORATED (COLUMBUS GA)

CA

01/28/2016 - 04/25/2017

HAMILTON GRANT LLC (Los Angeles CA)

CA

03/21/2013 - 01/29/2016

AARON CAPITAL INCORPORATED (Los Angeles CA)

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Licenses & Designations

BC

Issued 04/02/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/20/2013

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Roman Lefranc.
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