Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roman? Claim Your ProfileRoman Lara is a registered investment advisor representative with Allstate Financial Advisors, LLC. Roman has been in the financial services industry since 2001. Roman is a registered representative with the Financial Industry Regulatory Authority (FINRA) and is licensed in California. Roman has experience working with individuals, providing advisory services, and managing assets for clients. Roman specializes in financial planning and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Third party advisory fees
1
2
CA
07/19/2024 - Present
Allstate Financial Advisors, LLC (Porterville CA)
CA
04/12/2017 - 10/11/2018
CENTAURUS FINANCIAL, INC. (INDIAN WELLS CA)
CA
01/05/2015 - 06/04/2015
VALIC FINANCIAL ADVISORS, INC. (GLENDALE CA)
CA
10/11/2010 - 09/22/2011
GRADIENT SECURITIES, LLC (BAKERSFIELD CA)
IL
04/30/2008 - 11/20/2008
BROKERSXPRESS LLC (CHICAGO IL)
CA
02/24/2006 - 07/23/2007
BROOKSTREET SECURITIES CORPORATION (BAKERSFIELD CA)
CA
06/23/2003 - 02/17/2006
PARTNERVEST SECURITIES, INC. (SANTA BARBARA CA)
AZ
12/14/2001 - 04/02/2003
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
CO
05/23/2001 - 12/31/2001
UNITED SECURITIES ALLIANCE, INC. (GREENWOOD VILLAGE CO)
CA
02/03/2000 - 05/24/2001
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CO
12/15/1998 - 02/04/2000
UNITED SECURITIES ALLIANCE, INC. (GREENWOOD VILLAGE CO)
GA
11/10/1997 - 12/22/1998
WMA SECURITIES, INC. (DULUTH GA)
AZ
05/28/1997 - 09/30/1997
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BC
Issued 06/07/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/20/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/05/2024
Series 7TO - General Securities Representative Examination
BC
Issued 05/23/2024
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2015
Series 7 - General Securities Representative Examination
BC
Issued 05/23/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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