Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roman? Claim Your ProfileRoman Samuels is an investment advisor representative at Russell Investments. Roman has been in the industry since January 11, 2014. Roman's experience includes positions at Ultimus Fund Distributors, LLC, Schwartz Investment Counsel, Inc., Sage Advisory Services, and Russell Investments. Roman is licensed in Texas and Washington. Roman has Series 6, 7, 63, 65 and 66 licenses. Roman specializes in portfolio management for individuals, investment companies, pooled investment vehicles, and businesses. Roman's firm, Russell Investments, provides a range of investment advisory services including portfolio management, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
% of revenue/intracompany agrmts and % of assets/advsmt
1
2
WA
05/08/2019 - Present
Russell Investments (SEATTLE WA)
OH
07/31/2012 - 08/16/2016
ULTIMUS FUND DISTRIBUTORS, LLC (CINCINNATI OH)
BOTH
Issued 07/15/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/24/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/17/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/16/2016
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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