Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roman? Claim Your ProfileRoman Izeta Gonzalez is a financial advisor at Wells Fargo Clearing Services, LLC. Roman has been working in the financial industry for over 14 years. Roman is registered with the Securities and Exchange Commission and is a licensed securities representative. Roman has a wide range of experience in the financial industry, including working with individuals, businesses, and institutions. Roman specializes in investment consulting services, financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
02/23/2023 - Present
Wells Fargo Clearing Services, LLC (SAN JOSE CA)
CA
08/14/2019 - 06/16/2022
ALLSTATE FINANCIAL SERVICES, LLC (SALINAS CA)
CA
05/04/2015 - 04/09/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GILROY CA)
CA
10/01/2012 - 05/06/2015
J.P. MORGAN SECURITIES LLC (SALINAS CA)
CA
12/12/2008 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SALINAS CA)
CA
10/10/2007 - 12/19/2007
WACHOVIA SECURITIES, LLC (SAN LEANDRO CA)
BOTH
Issued 11/22/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/23/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2011
Series 7 - General Securities Representative Examination
BC
Issued 10/09/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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