Unclaimed
Roman Yufit is a financial advisor with over 10 years of experience in the financial services industry. Roman is currently registered with Fidelity Brokerage Services LLC. Roman holds a Series 7, Series 63 and SIE licenses. Roman is registered in 53 states and districts. Roman's registration began on July 11, 2012.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NH
07/11/2012 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
BC
Issued 07/24/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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