Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roman? Claim Your ProfileRoman Fresquez is a financial professional with over 15 years of experience in the financial services industry. Roman currently works at Empower Financial Services, Inc., a firm with a focus on providing financial guidance and support to clients. Roman holds Series 6, 26, and 63 licenses and the SIE exam. Roman's professional journey includes experience with GWFS Equities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
08/15/2007 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
CO
08/30/2004 - 06/14/2005
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
BC
Issued 09/27/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/28/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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