Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roman? Claim Your ProfileRoman Feagins Reed is an investment advisor representative who is currently registered with Oppenheimer & Co. Inc. Roman has been in the industry since 1999 and has a wide range of experience working with various clients, including high-net-worth individuals, corporations, and retirement plans. Roman specializes in financial planning, portfolio management, and selection of other advisors. Roman has held previous positions at Wells Fargo Clearing Services, LLC, Global Investor Services, LC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and UBS International Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
12/07/2018 - Present
Oppenheimer & Co. Inc. (HOUSTON TX)
TX
11/28/2016 - 12/10/2018
WELLS FARGO CLEARING SERVICES, LLC (HOUSTON TX)
TX
10/02/2015 - 11/29/2016
GLOBAL INVESTOR SERVICES, L.C. (HOUSTON TX)
TX
04/30/2009 - 03/26/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
TX
06/03/2002 - 05/21/2009
UBS INTERNATIONAL INC. (HOUSTON TX)
NJ
10/25/1999 - 06/03/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
IA
Issued 05/19/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 10/29/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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