Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roman? Claim Your ProfileRoman Darwin Jones is a financial advisor with Fidelity Personal And Workplace Advisors. Roman is registered with FINRA and the state of Colorado. Roman has been in the securities industry since July 18, 1998. Roman's firm has $1 billion - $10 billion in assets under management and manages accounts for individuals, high net worth individuals, pension and profit sharing plans, corporations or other businesses, charitable organizations, and state or municipal government entities. Roman's specializations include financial planning, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
ID
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (BOISE ID)
UT
05/31/2006 - 08/09/2006
XCU CAPITAL CORPORATION, INC. (TAYLORSVILLE UT)
RI
03/30/2004 - 06/01/2006
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
GA
04/12/2002 - 01/08/2004
WORLD GROUP SECURITIES, INC. (DULUTH GA)
GA
04/10/1998 - 04/12/2002
WMA SECURITIES, INC. (DULUTH GA)
BOTH
Issued 06/27/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/19/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/15/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/01/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/2004
Series 7 - General Securities Representative Examination
BC
Issued 02/18/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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