Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roman? Claim Your ProfileRoman Burt is a financial advisor with Mizuho Securities USA LLC. Roman has over 11 years of experience in the financial services industry. Roman is a Series 7, Series 79 and Series 63 licensed professional, and holds the SIE designation. Roman is registered in 52 states and the District of Columbia. Prior to joining Mizuho Securities USA LLC, Roman worked at CREDIT AGRICOLE SECURITIES (USA) INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/19/2015 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
04/10/2009 - 08/28/2014
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
BC
Issued 10/12/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 04/08/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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