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Roman Begelfer

Santander US Capital Markets LLC

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About Roman Begelfer

Roman Begelfer is a financial professional with over 7 years of experience in the industry. He is currently registered with Santander US Capital Markets LLC, a firm based in New York, NY, where he provides investment advice. He is also a registered principal with the firm. Roman is a Series 66 and Series 24 licensed representative, holding both Series 7 and SIE product certifications. He was previously affiliated with Santander Investment Securities Inc, Rabo Securities USA, Inc, and Leumi Investment Services Inc, gaining extensive experience across different financial institutions. Roman is committed to providing clients with personalized and comprehensive financial guidance, tailored to their unique needs.

Firm Information

Roman Begelfer is currently registered with Santander US Capital Markets LLC. Santander US Capital Markets LLC is a Limited Liability Company formed in January 2010. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Santander US Capital Markets LLC has also been approved by the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

150

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Roman Begelfer’s Registration & Firm History

NY

02/06/2023 - Present

Santander US Capital Markets LLC (NEW YORK NY)

NY

10/19/2021 - 02/06/2023

SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)

NY

01/06/2016 - 11/27/2019

RABO SECURITIES USA, INC. (NEW YORK NY)

NY

12/01/2014 - 12/03/2015

LEUMI INVESTMENT SERVICES INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 03/04/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/13/2015

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/01/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Roman Begelfer.
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