Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roman? Claim Your ProfileRoman Ciosek is an investment advisor representative at Hightower Advisors, LLC in Harrison, New York. Roman has been in the financial services industry for over 25 years and holds a Series 7, Series 31, Series 63 and Series 66 licenses. Prior to joining Hightower, Roman was a financial advisor at Morgan Stanley Smith Barney, Citigroup Global Markets Inc. and Meyers Pollock Robbins, Inc. Roman specializes in providing financial planning and investment advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
NY
03/18/2021 - Present
Hightower Advisors, LLC (HARRISON NY)
NY
06/01/2009 - 03/12/2010
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
07/16/1997 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PURCHASE NY)
NY
05/12/1997 - 07/28/1997
MEYERS POLLOCK ROBBINS, INC. (NEW YORK NY)
NY
11/25/1996 - 05/21/1997
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
BOTH
Issued 07/12/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/29/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 11/23/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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