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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roman? Claim Your ProfileRoman A. Sandoval is an Investment Advisor Representative at Redw Wealth LLC, a firm based in Albuquerque, NM. Roman has been a registered investment advisor representative for over 7 years and has experience working with individuals, high-net-worth individuals, charitable organizations, pension and profit-sharing plans, and corporations or other businesses. Roman has earned the Series 6, Series 63, and Series 65 licenses. He is also a registered Investment Advisor in Arizona, New Mexico, Utah, and Virginia. Roman is a graduate of the University of New Mexico and has worked at several firms prior to joining Redw Wealth LLC, including BBVA Securities Inc., BBVA Insurance Agency, Inc., and NYLife Securities LLC. Roman provides a variety of services to his clients, including financial planning, portfolio management, and tax preparation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Tax preparation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Negotiated fees for bundled services
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2
NM
01/03/2024 - Present
Redw Wealth LLC (ALBUQUERQUE NM)
NM
09/26/2019 - 01/21/2020
BBVA SECURITIES INC. (ALBUQUERQUE NM)
NM
08/04/2016 - 07/01/2019
NYLIFE SECURITIES LLC (ALBUQUERQUE NM)
IA
Issued 06/29/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/22/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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