Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Romaine? Claim Your ProfileRomaine MacOmb is a financial advisor with over 30 years of experience in the industry. Romaine is a CERTIFIED FINANCIAL PLANNER™ professional and has held licenses in Connecticut and Massachusetts. Romaine is currently registered with Principle Wealth, a financial advisory firm based in Madison, Connecticut. Before joining Principle Wealth, Romaine worked at LPL Financial LLC and Essex Financial Services, Inc., both located in Connecticut. Romaine's professional designations include Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
10/13/2021 - Present
Principle Wealth (MADISON CT)
CT
08/07/2013 - 01/11/2021
LPL FINANCIAL LLC (OLD SAYBROOK CT)
CT
09/22/2003 - 08/16/2013
ESSEX FINANCIAL SERVICES, INC. (ESSEX CT)
FL
07/18/1989 - 12/01/2003
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
NA
01/17/1989 - 07/27/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
06/12/1987 - 02/06/1989
CIGNA SECURITIES, INC.
BC
Issued 08/24/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/29/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/1991
Series 7 - General Securities Representative Examination
BC
Issued 08/18/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/08/1987
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
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