Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Romain? Claim Your ProfileRomain Le bon is a securities professional with over 15 years of experience in the financial services industry. He is currently registered with ACP Securities, LLC and has previously held positions with Natixis Securities Americas LLC, Credit Agricole Securities (USA) Inc., Goldman, Sachs & Co., BNP Paribas Securities Corp., and J.P. Morgan Securities Inc. Romain Le bon has a Series 7, Series 63, and SIE licenses. Romain Le bon is registered in New York and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/27/2020 - Present
ACP Securities, LLC (New York NY)
NY
06/17/2016 - 02/05/2020
NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)
NY
03/12/2013 - 05/25/2016
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
NY
05/17/2010 - 11/06/2012
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
08/21/2009 - 04/30/2010
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
10/01/2008 - 12/18/2008
J.P.MORGAN SECURITIES INC. (NEW YORK NY)
NY
07/30/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
08/25/2005 - 06/27/2007
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 07/06/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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