Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roma? Claim Your ProfileRoma Mackey Wallace is a registered representative with Fidelity Brokerage Services LLC. Roma is licensed to sell securities in 53 states and the District of Columbia. Roma Wallace has been in the securities industry for over 2 years. Roma has passed the Series 7TO, SIE and Series 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
08/22/2022 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
BC
Issued 10/03/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/20/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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