Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rollins? Claim Your ProfileRollins Schultz Rubsamen has been in the financial services industry since 1993 and is currently registered with Morgan Stanley in San Antonio, Texas. Rollins has held previous positions with WFG Investments, Inc., Citigroup Global Markets Inc., Frost Brokerage Services, Inc. and Howard, Weil, Labouisse, Friedrichs Inc. Rollins holds Series 7, 31, 63, 65 and SIE licenses and is registered as an investment advisor representative in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
11/12/2010 - Present
Morgan Stanley (San Antonio TX)
TX
07/01/2004 - 11/15/2010
WFG INVESTMENTS, INC. (SAN ANTONIO TX)
NY
07/30/1996 - 07/12/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
TX
07/08/1995 - 08/13/1996
FROST BROKERAGE SERVICES, INC. (SAN ANTONIO TX)
LA
04/08/1992 - 06/01/1994
HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC. (NEW ORLEANS LA)
IA
Issued 10/28/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/23/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 04/06/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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