Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rolfe? Claim Your ProfileRolfe Robert Young is a financial advisor with over 40 years of experience in the industry. Currently, Rolfe Robert Young is registered with LPL Financial LLC in Houston, TX. Previously, Rolfe Robert Young was associated with Stifel, Nicolaus & Company, Incorporated in Houston, TX, Southwest Securities, Inc. in Houston, TX, Morgan Stanley Smith Barney in Houston, TX, Morgan Stanley & Co. Incorporated in Houston, TX, Morgan Stanley DW Inc. in Houston, TX, A. G. Edwards & Sons, Inc. in St. Louis, MO, IDS Life Insurance Company, IDS Marketing Corporation, and Investors Diversified Services, Inc. Rolfe Robert Young holds Series 6, 7, 9, 10, 15, 22, 63, and 65 securities licenses. Rolfe Robert Young is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
11/06/2020 - Present
LPL Financial LLC (HOUSTON TX)
TX
08/31/2015 - 11/12/2020
STIFEL, NICOLAUS & COMPANY, INCORPORATED (HOUSTON TX)
TX
01/13/2012 - 09/30/2015
SOUTHWEST SECURITIES, INC. (HOUSTON TX)
TX
06/01/2009 - 01/19/2012
MORGAN STANLEY SMITH BARNEY (HOUSTON TX)
TX
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (HOUSTON TX)
TX
04/29/2005 - 04/02/2007
MORGAN STANLEY DW INC. (HOUSTON TX)
MO
09/21/1983 - 05/06/2005
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
07/31/1981 - 09/20/1983
IDS LIFE INSURANCE COMPANY
NA
07/31/1981 - 09/20/1983
IDS MARKETING CORPORATION
NA
07/31/1981 - 09/20/1983
INVESTORS DIVERSIFIED SERVICES, INC.
IA
Issued 10/13/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/02/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/04/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
BC
Issued 06/15/1982
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 07/29/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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