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Rolf Petter Mogstad

Empower Financial Services, Inc.

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About Rolf Petter Mogstad

Rolf Petter Mogstad is a financial advisor with Empower Financial Services, Inc. Rolf has been in the industry since 1997 and has held previous roles with MML Distributors, LLC, MML Investors Services, LLC, NYLIFE Distributors LLC, NYLIFE Securities Inc., and Fidelity Investments Institutional Services Company, Inc. Rolf is registered in 8 states including California, Connecticut, District of Columbia, Illinois, Massachusetts, New Jersey, New York, and Ohio.

Firm Information

Rolf Mogstad is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rolf Mogstad’s Registration & Firm History

PA

11/28/2023 - Present

Empower Financial Services, Inc. (Scranton PA)

CO

01/04/2021 - 03/14/2023

EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)

MA

05/01/2014 - 01/04/2021

MML DISTRIBUTORS, LLC (SPRINGFIELD MA)

CT

09/12/2007 - 05/01/2014

MML INVESTORS SERVICES, LLC (ENFIELD CT)

MA

06/15/2004 - 07/23/2007

NYLIFE DISTRIBUTORS LLC (WESTWOOD MA)

NY

08/01/2001 - 06/15/2004

NYLIFE SECURITIES INC. (NEW YORK NY)

RI

06/11/1997 - 05/03/2000

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 06/30/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/07/2010

Series 7 - General Securities Representative Examination

BC

Issued 06/09/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rolf Petter Mogstad.
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