Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rolf? Claim Your ProfileRolf Christian Schmitz is a financial advisor with Scotia Capital (usa) Inc., based in Houston, TX. Rolf has been in the financial services industry since October 3, 2021, and has a wide range of experience in investment banking. Rolf holds several licenses including Series 63, Series 24, Series 79TO, and the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
10/04/2021 - Present
Scotia Capital (usa) Inc. (HOUSTON TX)
BC
Issued 05/21/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/02/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/18/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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