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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rolando? Claim Your ProfileRolando F. Zabala is a financial advisor who has been in the industry since 1997. Rolando is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and is licensed in 53 states. Rolando has been with Merrill Lynch for over 10 years, previously worked at WELLS FARGO ADVISORS, LLC, BANC OF AMERICA INVESTMENT SERVICES, INC., and NATIONSSECURITIES. Rolando specializes in a range of financial services including portfolio management for individuals and businesses, pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/19/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MIAMI FL)
FL
04/25/2006 - 11/07/2012
WELLS FARGO ADVISORS, LLC (MIAMI FL)
MA
01/01/1998 - 04/04/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NA
10/31/1997 - 01/01/1998
NATIONSSECURITIES
IA
Issued 10/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/16/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/29/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/19/2004
Series 4 - Registered Options Principal Examination
BC
Issued 03/13/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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