Unclaimed
Rolando Carazo is a financial advisor who has been in the industry since 2013. Rolando is currently registered with Stonex Financial Inc. in New York and has also previously worked at Jefferies LLC, Nomura Securities International, Inc., and BCP Securities, LLC. Rolando holds Series 7, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/19/2023 - Present
Stonex Financial Inc. (NEW YORK NY)
NY
06/10/2019 - 05/17/2023
JEFFERIES LLC (NEW YORK NY)
NY
04/13/2016 - 02/28/2019
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
FL
08/02/2012 - 04/06/2016
BCP SECURITIES, LLC (MIAMI FL)
BC
Issued 04/25/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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