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Rolando Carazo

Stonex Financial Inc.

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About Rolando Carazo

Rolando Carazo is a financial advisor who has been in the industry since 2013. Rolando is currently registered with Stonex Financial Inc. in New York and has also previously worked at Jefferies LLC, Nomura Securities International, Inc., and BCP Securities, LLC. Rolando holds Series 7, Series 63, and SIE licenses.

Firm Information

Rolando Carazo is currently registered with Stonex Financial Inc.. Stonex Financial Inc. is a Corporation that was formed on May 29, 1998 and is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

374

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rolando Carazo’s Registration & Firm History

NY

07/19/2023 - Present

Stonex Financial Inc. (NEW YORK NY)

NY

06/10/2019 - 05/17/2023

JEFFERIES LLC (NEW YORK NY)

NY

04/13/2016 - 02/28/2019

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

FL

08/02/2012 - 04/06/2016

BCP SECURITIES, LLC (MIAMI FL)

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Licenses & Designations

BC

Issued 04/25/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/01/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rolando Carazo.
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