Unclaimed
Roland Bleu is a financial professional with over 15 years of experience in the securities industry. Roland is currently registered with Credit Agricole Securities (usa) Inc. and holds a Series 7, Series 57TO, and Series 63 license. Roland is also a licensed securities representative in New York. Previously, Roland was employed by Barclays Capital Inc. from 2007 to 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/08/2022 - Present
Credit Agricole Securities (usa) Inc. (NEW YORK NY)
NY
11/26/2007 - 12/21/2022
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 12/15/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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