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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roland? Claim Your ProfileRoland Doubleday is a financial advisor with over 27 years of experience in the industry. Roland is currently registered with Cambridge Investment Research Advisors, Inc. in Louisiana and Texas. Roland specializes in providing financial planning, portfolio management, and educational seminars to individuals, high-net-worth individuals, and businesses. Roland is a Certified Financial Planner and holds the Series 7, 24, 31, 63, 65, 99TO and SIE licenses. Roland's previous experience includes working with Citigroup Global Markets Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Roland is committed to providing his clients with the highest level of service and personalized financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
LA
01/28/2008 - Present
Cambridge Investment Research Advisors, Inc. (Metairie LA)
LA
11/10/2000 - 08/02/2007
CITIGROUP GLOBAL MARKETS INC. (NEW ORLEANS LA)
NY
09/06/1996 - 11/14/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 09/20/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 09/05/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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